Pursuit of an optimal surgical margin in pulmonary metastasectomy
Review Article on Thoracic Surgery

Pursuit of an optimal surgical margin in pulmonary metastasectomy

Stefan Welter, Rocco Barile La Raia, Varun Gupta

Center for Pneumology and Thoracic Surgery, Lung Clinic Hemer, Hemer, Germany

Contributions: (I) Conception and design: S Welter; (II) Administrative support: None; (III) Provision of study materials or patients: R Barile La Raia, V Gupta; (IV) Collection and assembly of data: S Welter, V Gupta; (V) Data analysis and interpretation: S Welter, V Gupta; (VI) Manuscript writing: All authors; (VII) Final approval of manuscript: All authors.

Correspondence to: Stefan Welter. Department of Thoracic Surgery, Lungenklinik Hemer, Theo-Funccius-Str.1, 58675 Hemer, Germany. Email: Stefan.welter@lkhemer.de.

Abstract: Pulmonary metastasectomy is an accepted treatment modality for stage IV disease in various primary carcinomas and sarcomas. In addition to tumor removal, its objectives are preservation of normal lung parenchyma and maintaining optimal length of surgical margins. We analyzed the impact of risk factors and local recurrence on disease course, effect of surgical techniques and devices on local recurrence, relationship between molecular constellations and microscopic tumor spread in lung with local recurrence, and the role played by the type of resection and lymphadenectomy. Local recurrence at resection margin and in lymph nodes is attributable to resection site inadequacy and the extent of lymphadenectomy respectively, with lower incidence when surgical margins are wider and metastases are smaller. The incidence of local recurrence is comparable between minor and major resections, moreover when employing different resection techniques. Laser resection (Nd:YAG) has lower recurrence by causing alveolar coagulation and occlusion as well as leading to coagulation and necrosis of parenchyma, capillaries and lymphatics in the resection margin. The evaporation and coagulation zones on both sides of the resection line can be added to the pathologic measurement in order to calculate the size of the resection margin. Spread through air spaces (STAS), lymphatic microvessel density (LMVD), lymphovascular invasion (LVI), tumor type and metastasis growth patterns, driver mutations are all major factors impacting locoregional recurrence. Safe resection margin during metastasectomy prevents local recurrence and wider resection margins are required when aggressive patterns of local spread are present. A safe resection margin should be at least either half the diameter of the metastasis. Microscopic tumor dissemination can only be identified postoperatively. Studies are required to additionally describe the radiomorphology and microscopic growth patterns of metastases, to facilitate surgeons to plan better and adequate resection margins.

Keywords: Pulmonary metastases; safety margins; laser resection; microscopic growth patterns


Received: 27 February 2019; Accepted: 18 March 2019; Published: 12 April 2019.

doi: 10.21037/jovs.2019.03.12


Introduction

Pulmonary metastasectomy is an accepted part of the interdisciplinary treatment of stage IV disease in many different primary cancers and sarcomas. The treatment goal is either curative by complete removal of individual metastatic sites or prolonged survival by radical cytoreduction and hampering further tumor cell dissemination. In case of multiple pulmonary nodules, the objective of metastasectomy is not only to remove all gross tumors, but to preserve as much normal lung tissue as possible. This leads to a conflict between radicalism and tissue preservation. While the surgeon has no control on invisible micro-metastases, his responsibility is to completely remove visible or palpable tumor and prevent local intrapulmonary recurrence. As per the surgical recommendations, a conical-shaped wedge of pulmonary parenchyma is removed by cauterizing circumferentially around the nodule, taking with it a 0.5- to 1.0-cm margin of normal lung tissue in all directions (1). This was formulated on the basis of individual experience but without underlying scientific evidence. The intention of our study is to collect current evidence on surgical margins during pulmonary metastasectomy with focus on local recurrence prevention and parenchyma preservation.


Methods

To reach a consensus about the optimal surgical resection margin, below mentioned aspects need to undergo an in-detail analysis. First is the impact of risk factors and local recurrence on the disease course. Secondly, surgical technique and devices may influence local recurrence. Thirdly, the relationship between the molecular constellations and microscopic tumor spread in lung tissue with local recurrence. Lastly, the role played by the type of resection and status of intrathoracic lymph nodes. To this goal, we performed a literature review using keywords; “pulmonary metastasectomy”, “growth patterns”, “local recurrence”, “lymphatic involvement or lymph node involvement” and “safety margins”. In addition to this, the findings of our own research are included.


Results

Clinical experience on local recurrence

Local recurrence may occur as tumor growth at the resection line or in the draining hilar or mediastinal lymph nodes. Local recurrence at the former site can be related to completeness of resection and/or safety margin and the latter to the extent of lymph node dissection. Local recurrence in the lung is reported in 0.0% to 64% of patients after pulmonary metastasectomy (2-7). In a retrospective evaluation Shiono et al. reported local recurrences in 17 (28%) of 61 patients after wedge resection or segmentectomy for colorectal cancer (CRC) lung metastases (2), from these 15 cases already had a pathologic complete (R0) resection.

In 335 CRC lung metastases patients with 679 resections, there were 11.8% recurrences after 2 years and 20.6% after 5 years. Local recurrence was influenced by longer margins with a hazard ratio (HR) of 0.43 for every additional cm (P=0.015) and every additional cm increase in size of the metastasis was associated with an HR of 1.52 (P=0.012). Here the authors recommend a resection margin of at least half the tumor size to keep the rate of local recurrence <11% (5).

Evaluation of surgical margins with lavage cytology was described by Higashiyama et al. From resection margins in 87 pulmonary metastasectomies, 10 (11%) had positive cytological results despite a macroscopically safe margin. As a consequence, completion segmentectomy or laser evaporation of the margins was performed. No local recurrence was found when cytological results had been negative, but occurred in 2 with former positive cytological result (P<0.001) (8).

Surgical technique

Local recurrences rate of 28% was described after using staples for wedge resection or segmentectomy for the removal of CRC lung metastases and of the total 17 local recurrences, 2 were R1 and occurred in the staple line (2). A comparable rate of local recurrences was found in a Spanish multicenter comparison of minor resections (wedge or segment) with major resections (lobectomy or pneumonectomy). The local recurrence rates were 17.4% and 14.3% respectively. Altogether, in 42 of 522 patients (16.9%) recurrence at the resection line was encountered (9). Impact on incidence of local recurrence by employment of different resection techniques, such as electrocautery (211; 51.2%), laser (48; 11.7%), staples (119; 28.9%) and conventional wedge resection between clamps (34; 8.3%) was analyzed and published but no significant difference was found (P=0.318) (10).

The Nd:YAG laser with a wavelength of 1,318 nm causes coagulation and shrinking of lung alveoli (Figure 1). In addition, the interstitial spaces, capillaries, small lymphatic and blood vessels are occluded by heat dispersion further avoiding tumor cell spread (11). No recurrences at the laser resection margin in 100 consecutive patients with follow-up of up to 5 years were reported by Rolle et al. (4). Others reported comparable results (6). Laser assisted surgery (LAS) was performed on 256 metastases in 99 patients, non-laser-assisted surgery (NLAS) on 127 metastases in 79 patients, and the 5-year survival rates were 69.3% in all patients, 65.7% after LAS and 73.6% after NLAS. There was no statistically significant survival difference after LAS or NLAS (P=0.41). The rate of local relapse was 0.8% after LAS vs. 3.1% after NLAS (P=0.073) (6) (Figure 2).

Figure 1 Photo collage with lung tissue after laser resection. On the right lateral side, the colorectal cancer (CRC) lung metastasis visible (from right to left) followed by a layer of healthy lung tissue, a coagulation zone attached to the specimen, a vaporization zone of 1–3 mm, a coagulation zone on the remaining lung tissue in the patient. The complete safety margin is the sum of coagulation zone in the patient, vaporization zone, coagulation zone on the specimen and lung tissue between metastasis and coagulation zone. This is more than 6–10 mm in most cases.
Figure 2 A laser (Limax®, diode-pumped Nd:YAG laser, KLS Martin, Freiburg, Germany) resection of a sarcoma metastasis of the right lower lobe (12). A rim of lung tissue evaporates and ends up in smoke. On both sides, lung tissue coagulates, shrinks and carbonizes. Therefore, a devitalized zone in the patient and on the resected specimen makes up the safety distance. Available online: http://www.asvide.com/article/view/30992

Microscopic tumor spread

Spread through air spaces (STAS) (P=0.04) and microscopic incomplete resection (P=0.02) have been significantly associated with local recurrence in surgery for CRC lung metastases. The distance of STAS tumor cells to the main tumor ranged from 0.5 to 10.0 mm (median, 2.0 mm). More STAS complexes increased the risk for recurrence (2). Furthermore STAS (P=0.02) and vascular invasion (P=0.02) were independent prognostic factors with a 5-year survival rate of 24.7% when STAS and vascular invasion was present and 93.3% when they both were negative (P=0.0002). In this patient cohort, a positive surgical margin (6%) was not associated with prognosis (P=0.77) (13).

STAS is well known in adenocarcinomas of the lung. Kadota et al. compared 291 lobectomies with 120 sublobar resections for small (≤2 cm) lung adenocarcinomas and found the risk of any recurrence being significantly higher in patients with STAS-positive tumors (42.6% vs. 10.9%; P<0.001 within 5 years) and its presence correlated with higher risk of distant (P=0.035) and locoregional recurrence (P=0.001). However, in the lobectomy group, the presence of STAS was not associated with any of the above-mentioned risks (P=0.50) (14).

Local spread of tumor cells beyond the border of the main metastases were analyzed in 102 sections of 17 CRC lung metastases by Welter et al. They found interstitial spread (41% cases), lymphatic spread (23% cases) and identified STAS and satellite tumor cells by immunohistochemistry in 16 of 17 metastases. The mean distance of satellite cells to the nodule was 0.99 mm (range, 0.06–6.43 mm). Furthermore, the probability of complete removal of satellite tumor cells was calculated to increase from 68.3% to 95.5%, and 99.7% with increasing distance of 1.59 to 3.43 mm, and 7.4 mm from the main metastasis, respectively. They concluded that tumor satellite cells might be the source of local recurrence when a safety distance during resection is less than 8 mm for larger and 3 mm for smaller lesions (15).

In a study of 183 patients with 459 metastasectomies, melanoma metastases had the highest incidence of lymphangitic spread [odds ratio (OR) 2.0 vs. sarcoma]. Whereas, sarcoma metastases had the highest incidence of pleural infiltration (OR 4.3 vs. CRC) and the lowest incidence of lymphangitic spread (3.5%). STAS were highest in CRC metastases (OR 29.3 vs. sarcoma) but was almost absent in sarcoma, melanoma and renal cell carcinoma metastases (<6%). Distinct invasion patterns exist for almost every primary tumor type and certain aggressive patterns of local growth (pleural infiltration, L1, V1, interstitial growth) increase in frequency by around 2.5% with every additional mm of the metastasis size. Metastases with microscopically smooth surface were less often associated with local tumor recurrence (P=0.088) (10).

In 52 sarcoma patients with 261 metastasectomies, interstitial growth (P=0.008) and metastasis >35 mm (P=0.023) had significant prognostic impact. While, pleural penetration (P=0.007) and metastasis >5 mm were risk factors for local intrapulmonary recurrence (16).

Lymphatic microvessel density (LMVD) and lymphovascular invasion (LVI) is another aspect of aggressive local tumor spread (Figure 3). Schweiger et al. found a significant association between increased LMVD or presence of LVI and an early tumor recurrence in locoregional lymph nodes and decreased overall survival (P<0.001) and (P=0.029) after pulmonary metastasectomy for CRC lung metastases (17). Recurrence at the resection site was unfortunately not evaluated.

Figure 3 H&E stained section of a mucinous rectal cancer lung metastasis. Main lesion on the right side marked with red arrows and lymphovascular invasion (LVI) separate from the main lesion marked with a black arrow. Here a pulmonary artery branch is accompanied by two dilated lymph vessels that contain tumor tissue and mucus. LVI may extend far beyond the surface of a metastasis.

Influence of mutational status

KRAS mutation in CRC was recently identified as a negative prognostic factor in right-sided colon cancers. Furthermore, KRAS-mutated colorectal liver metastases are more aggressive than KRAS wild-type tumors. In a retrospective study from Margonis et al. resection of liver metastases in KRAS wild type and KRAS mutated patients were analyzed. They observed a significant median disease-free survival difference in favor of anatomical resections in patients with a KRAS mutation (10.5 vs. 33.8 months; (P<0.001), whereas there was no difference in the group with KRAS wild type (P=0.142) (18). A comparable association for lung metastases was described by Renaud et al. in a retrospective study of 574 consecutive lung metastasesectomies for CRC secondaries they identified 168 patients with one isolated lung lesion and 95 (56.5%) of them harbored KRAS mutations (19). The type of resection did not impact the median OS in wild-type patients (P=0.67) but was significantly better in univariate and multivariate analysis following anatomical resection in KRAS patients (101 vs. 45 months, P=0.02). Additionally, the resection-margin recurrence rate was significantly higher for non-anatomical resections in KRAS patients (54.2% vs. 4.8%, P=0.001) in comparison with wild-type patients (P=0.97). The aggressive feature in the primary colon cancer is “tumor budding”, which is defined as individual cells or cell clusters of up to four or five cells at the invasive margin of CRC, protruding in the healthy tissue around. Its association with KRAS mutation is well known (20,21).

Anatomic mode of resection

Resection of lung metastases is performed as enucleation with cautery, bipolar scissors or lasers, wedge resection using staples or clamps, or anatomical resections like segmentectomy, lobectomy or pneumonectomy. A recent retrospective study from a Japanese nationwide CRC lung metastases database including patients from 2004–2008 (pre- targeted therapy era) evaluated recurrence patterns after wedge resection (N=455) or segmentectomy (N=98) (22). Apart from the larger median size of resected metastases in the segmentectomy group (18 mm) as compared to the wedge resection group (14 mm) (P<0.001), they were both comparable. An increased recurrence rate at the resection-margin after wedge resection when compared with segmentectomy (7.3% vs. 2.0%; P=0.035) was found. The multivariate analysis revealed that segmentectomy was a significant favorable factor for recurrence (HR: 0.63; P=0.005). This advantage of segmentectomy over wedge resection was, however, only demonstrated as a trend of overall survival (HR: 0.65; P=0.080) and did not take KRAS mutational status into account (22).

A retrospective analysis showing superiority of larger anatomical resection over wedge resection was presented by Hernández et al. In this a total of 522 patients were classified into major anatomic resections [lobectomy (N=100) and pneumonectomy (N=4); total 104 (19.9%) cases] and minor resections group [wedge resection (N=399) and segmentectomy (N=19), total 418 (80.1%) cases]. Both the univariate (P=0.03 and P<0.001) and multivariate (P=0.031 and P<0.001) analysis showed a better disease specific survival and a better disease-free survival in the major anatomic resections group. The rate of local and pulmonary metastatic recurrence was slightly higher in the minor resections group (17.4% and 24.9%) as compared with the major resection group (14.3% and 17.1%). However, the major anatomic resections group had a significantly larger metastases size than the minor resections group (P<0.001) (9).


Discussion

The goal of pulmonary metastasectomy is to completely remove tumor manifestations in the lung and intrathoracic lymph nodes. Unfortunately, local recurrence in the lung may occur, despite pathologic R0 resection. Triggering factors can be identified with hematoxylin & eosin staining (STAS, interstitial growth, satellite nodules, perivascular growth, L1, V1 and others), immunohistochemistry (isolated satellite cells, L1, tumor cells within inflammatory infiltrates, and others) or may by indirectly characterized with molecular pathology (KRAS mutation and others) (Table 1). These risk factors for local intrapulmonary recurrence can be identified in the resection specimen postoperative or may be calculated preoperative from the primary tumor (KRAS mutation, Grading, lymph node involvement). Radiomorphology of lung metastases to identify aggressive growth patterns in CT scans are currently under investigation. So understandably, the adequate safety margins are patient specific and are a result of a theoretical inclusion of all known and probable risk factors for recurrence (10).

Table 1
Table 1 Factors influencing local recurrence
Full table

The optimal margin during pulmonary metastasectomy is a compromise between radical approach with wide margins and preservation of parenchyma and lung function especially when multiple nodules are present (Figure 4). From the oncologic point of view, the removal of a complete lobe is optimal to prevent local recurrence because this anatomical unit is ideally bounded by visceral pleura in all directions which prevents tumor cell dissemination into adjacent lobes. The pleura is a certain barrier against microscopic tumor spread. The superiority of lobectomy over minor resections concerning disease specific survival, disease free survival and the rate of local recurrences had been demonstrated in a national register (9). Because this was a retrospective analysis and patients undergoing lobectomy usually have central or larger tumors, further conclusions are difficult to draw. It can be concluded, that a lobectomy is best to prevent local recurrence but may lead to a relevant decrease of lung function.

Figure 4 H&E stained section of a teratoma metastasis in the lung. The main metastasis is the residual teratoma after high dose chemotherapy of a non-seminomatous mixed germ cell tumor. The surface is completely smooth and aggressive patterns of local dissemination are absent. A marginal resection should be enough to prevent local recurrence.

Anatomic mode of resection

Concerning CRC lung metastases Shiono et al. demonstrated that segmentectomy is superior over wedge resection when metastases were larger than 1.4 cm (22). The number of local recurrences were (2.0% vs. 7.3%; P=0.035). Again, a clear conclusion is difficult because the position of the lesions (peripheral, intermediate or central) was not reported. At the least, it could be supposed that anatomical resection includes the removal of intrapulmonary lymph nodes and vessels, and therefore prevents local recurrence more effectively than wedge resection. These results suggest that anatomical resection is more likely to eliminate the spread of hidden hematogenous/lymphogenous metastasis of CRC in the same lobe and hilar lymph nodes (23). This theory is supported by the findings, that the probability for aggressive growth patterns at the surface of lung metastases rises with increasing size of the metastasis (10). It has been demonstrated that non-small cell lung cancer (NSCLC) lesions greater than 2 cm have an inferior disease-free survival when not removed with an anatomical resection (24).

The need for anatomical resection might not only be dominated by tumor size or tumor position, but might be influenced by the presence of driver mutations in the metastasis, as was presented by Renaud et al. They found a significant improvement in OS and resection margin recurrence in KRAS mutated CRC lung metastases when anatomical resection was performed instead of wedge resection or enucleation (19). This shows that the aggressiveness of the lesion needs to be considered for resection planning. Future studies might discover other mutations or constellations in CRC or in other metastases calling for anatomical resections.

Microscopic tumor spread

Local recurrence after pulmonary metastasectomy occurs in up to 28% of wedge resections. One reason for recurrence is inadequate safety margins especially when R1 resections are performed (2,9,10). Margins can be inadequate even when macroscopically complete resection was achieved. The macroscopically normal lung tissue remaining in the patient, as well as the normal tissue around the resected metastasis may contain tumor satellite cells which can be detected only microscopically or sometimes only with immunohistochemistry (2,15). STAS were found within distance of 5–10 mm around the lesion with a maximum number of cells within 2 mm distance. STAS was associated with local tumor recurrence in CRC metastases (2), as well as in small primary lung adenocarcinomas after limited resection (14). The probability to find STAS or satellite tumor cells around CRC lung metastases decreases with the distance and is less than 1% in 7.5 mm from the metastasis surface (15). STAS can be found in nearly all epithelial tumor types but are rare in melanoma and renal cell carcinoma (10). So, a safety margin of 3–5 mm for lesions up to 10 and 8 mm margins circular around epithelial tumors larger than 10 mm is reasonable.

Pleural infiltration and sometimes subpleural dissemination can be found more often in metastases from sarcoma. This aggressive pattern of local spread is associated with increased risk for local tumor recurrence (10,16). Therefore, one can conclude that visceral pleural attachment or involvement can be used as a signal for the surgeon to increase lateral margins when sarcoma metastases are present.

The manifestation of lymphangiogenesis in lung metastases from CRC has been described as a risk factor for early lymph node recurrence. LMVD and LVI was evaluated in 71 patients after pulmonary metastasectomy from CRC. LVI was evident in 46.5% and 58.6% of metastases and corresponding primary CRC, respectively. This leads to the assumption that LVI can be expected in the metastases, when present in the primary CRC. LVI in the metastasis was associated with early tumor recurrence in intrathoracic lymph nodes and a decreased overall survival (P<0.001 and P=0.029) (17). This fits well with the finding, that mediastinal recurrence might be prevented by meticulous lymph node removal. Performing metastasectomy without lymph node clearance might cause tumor recurrence in more than 20% of CRC patients (25). Furthermore, infiltrated lymph vessels serve as a connection between metastasis and regional lymph nodes. So, one could assume, that wedge resection should be followed by an increased rate of local recurrence. But, despite the fact that all patients were closely followed with CT-scans, pulmonary recurrence at the resection line was not reported by the authors (17). So, it remains unclear if LVI increases the rate of local recurrence in the lung. One possible conclusion is that a meticulous lymph node dissection seems reasonable when LVI is present in the metastasis or in the primary tumor. Only anatomical resection can guarantee complete removal of lymphatic structures. Therefore, LVI may serve as a reasonable justification to perform anatomical resection in case of a singular metastasis.

Clinical experience on local recurrence

The knowledge about local intrapulmonary recurrence at the resection site, indicating an inadequate resection margin during pulmonary metastasectomy is still inconclusive. The number of recurrences depends on the further treatment after metastasectomy, the definition of local recurrence, the follow-up period and the mode of follow-up examination. The application of postsurgical chemotherapy may prevent local recurrence or may prolong recurrence free survival. That means that in some patients’ inadequate margins may not lead to local intrapulmonary recurrence during life-time. Many studies evaluated intrapulmonary versus extrapulmonary (distant) tumor recurrence. A differentiation between new metastases in the lung and recurrence at the resection margin is often not reported; therefore, these studies do not increase clinical knowledge concerning local recurrence and margins (7,17). Furthermore, the interpretation of local recurrence on follow-up CT scan may be misleading because cautery or laser resection can induce local inflammatory reactions and scar formation that resemble tumor recurrence. To our understanding, the definition of local intrapulmonary recurrence at the resection line must include CT-criteria and histological criteria. The CT-criteria should be increasing size of a lung nodule in a minimum of two separate CT evaluations, presence of scar formation between nodule and visceral pleura as residual from prior surgery, nodule in the same segment of former metastasis removal, metal remnants in the lesion after wedge resection with staples or intrapulmonary markings with clips. Histologic criteria after repeated metastasectomy should be: tumor around a staple line, identical tumor attached to, or within a scar formation. With this we can conclude that only repeated metastasectomies with proven histologic criteria of local recurrence or definitive evaluation of two follow-up CT-scans with a growing lesion in the resection scar can be used to increase clinical knowledge. Histologic verification by bronchoscopy or fine needle histology with the radiologic criteria of local recurrence may also lead to a clear-cut definition of local recurrence.

Influence of mutational status

Driver mutations like KRAS in CRC are well investigated. Recently, KRAS positive tumors were correlated with high-degree tumor budding and podia formation, indicating a certain pattern of local spread that looks more aggressive than other non-mutated adenocarcinomas of the intestinal tract (20). The evaluation of KRAS positive liver metastases demonstrated that segmentectomy was superior over wedge resection with respect of local recurrence (18) and this conclusion concerning CRC lung metastases was supported by Renaud et al. (19). All these results point out that KRAS mutated CRC grows more aggressively, infiltrates the surrounding tissue and causes local recurrence when non-anatomical resection is performed. It is difficult to draw conclusions about the size of safety margins or the direction of greatest necessary margin (central or lateral) but the current guidelines about safety margins seem to be inadequate. Other mutations, as far as we know, have not yet been evaluated with respect of local recurrence in lung surgery.


Conclusions

Safety margins prevent local intrapulmonary recurrence after metastasectomy. Wider safety margins are required when aggressive patterns of local spread increase the risk of local recurrence. Safety margins should be at least either half the diameter of the metastasis or 8 mm in case or CRC lesions that are 12 mm or more. To calculate the size of margins after laser enucleation, evaporation and coagulation zones on both sides of the resection line can be added to the pathologic measurement (Figure 2). Since the aggressiveness of a tumor depends on its histological and mutational status, whether or not an anatomical resection would be beneficial in cases of aggressive tumors need further research. Unfortunately to date, microscopic tumor dissemination can only be identified postoperatively. Studies are required to further describe the Radiomorphology and microscopic growth patterns of metastases, to facilitate surgeons to plan better and adequate resection margins.


Acknowledgements

We thank Ka-Won Noh for her great support in formatting and design of the manuscript.


Footnote

Conflicts of Interest: The authors have no conflicts of interest to declare.


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doi: 10.21037/jovs.2019.03.12
Cite this article as: Welter S, Barile La Raia R, Gupta V. Pursuit of an optimal surgical margin in pulmonary metastasectomy. J Vis Surg 2019;5:39.